Filing Details
- Accession Number:
- 0000950103-18-013762
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-28 19:45:06
- Reporting Period:
- 2018-11-26
- Accepted Time:
- 2018-11-28 19:45:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1664703 | Bloom Energy Corp | BE | Security Brokers, Dealers & Flotation Companies (6211) | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 895421 | Stanley Morgan | 1585 Broadway New York NY 10036 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2018-11-26 | 31 | $15.03 | 1,638 | No | 4 | S | Indirect | By subsidiary |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By subsidiary |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Put Option (obligation to buy) | Disposition | 2018-11-26 | 9 | $7.34 | 900 | $20.00 |
| Class A Common Stock | Put Option (obligation to buy) | Disposition | 2018-11-26 | 1 | $7.35 | 100 | $20.00 |
| Class A Common Stock | Call Option (right to buy) | Disposition | 2018-11-26 | 1 | $2.10 | 100 | $17.50 |
| Class A Common Stock | Call Option (right to buy) | Disposition | 2018-11-26 | 1 | $1.28 | 100 | $15.00 |
| Class A Common Stock | Put Option (right to sell) | Disposition | 2018-11-26 | 10 | $0.45 | 1,000 | $15.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9 | 2019-05-17 | No | 4 | S | Indirect | |
| 1 | 2019-05-17 | No | 4 | S | Indirect | |
| 1 | 2018-12-21 | No | 4 | P | Indirect | |
| 1 | 2018-12-21 | No | 4 | P | Indirect | |
| 10 | 2019-01-18 | No | 4 | P | Indirect |
Footnotes
- Exercisable by the holder at any time.
- Exercisable by the reporting person at any time.
Billionaire Hedge Funds
