Filing Details
- Accession Number:
- 0001209191-18-060098
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-28 12:54:31
- Reporting Period:
- 2018-11-26
- Accepted Time:
- 2018-11-28 12:54:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 29002 | Diodes Inc L | DIOD | Semiconductors & Related Devices (3674) | 952039518 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196531 | Shew Keh Lu | 4949 Hedgcoxe Road Suite 200 Plano TX 75024 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Disposition | 2018-11-26 | 16,000 | $33.56 | 607,052 | No | 4 | S | Direct | |
| Diodes Incorporated Common Stock | Disposition | 2018-11-26 | 4,000 | $33.61 | 603,052 | No | 4 | S | Direct | |
| Diodes Incorporated Common Stock | Disposition | 2018-11-26 | 8,000 | $33.70 | 595,052 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Diodes Incorporated Common Stock | 46,150 | Indirect | Custodial |
| Diodes Incorporated Common Stock | 700,000 | Indirect | Lu Grandchildren's Trust |
| Diodes Incorporated Common Stock - Performance Stock Units | 125,905 | Direct |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.55 to $33.63, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.60 to $33.66, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.6625 to $33.7425, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
- These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.
Billionaire Hedge Funds
