Filing Details

Accession Number:
0001225208-18-015915
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-27 19:36:05
Reporting Period:
2018-11-23
Accepted Time:
2018-11-27 19:36:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1196501 Hms Holdings Corp HMSY Services-Business Services, Nec (7389) 113656261
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1573452 Semone Neuman 5615 High Point Drive
Irving TX 75038
Evp, Coordination Of Benefits No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-23 4,500 $16.77 104,562 No 4 M Direct
Common Stock Disposition 2018-11-23 4,500 $35.60 100,062 No 4 S Direct
Common Stock Acquisiton 2018-11-26 21,193 $16.64 121,255 No 4 M Direct
Common Stock Acquisiton 2018-11-26 11,969 $21.63 133,224 No 4 M Direct
Common Stock Acquisiton 2018-11-26 3,509 $16.77 136,733 No 4 M Direct
Common Stock Disposition 2018-11-26 4,550 $35.14 132,183 No 4 S Direct
Common Stock Disposition 2018-11-26 32,121 $34.14 100,062 No 4 S Direct
Common Stock Acquisiton 2018-11-27 29,728 $21.36 129,790 No 4 M Direct
Common Stock Acquisiton 2018-11-27 6,982 $21.63 136,772 No 4 M Direct
Common Stock Disposition 2018-11-27 36,710 $33.88 100,062 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (Right to Buy) Disposition 2018-11-23 4,500 $0.00 4,500 $16.77
Common Stock Nonqualified Stock Option (Right to Buy) Disposition 2018-11-26 3,509 $0.00 3,509 $16.77
Common Stock Nonqualified Stock Option (Right to Buy) Disposition 2018-11-26 21,193 $0.00 21,193 $16.64
Common Stock Nonqualified Stock Option (Right to Buy) Disposition 2018-11-26 11,969 $0.00 11,969 $21.63
Common Stock Nonqualified Stock Option (Right to Buy) Disposition 2018-11-27 6,982 $0.00 6,982 $21.63
Common Stock Nonqualified Stock Option (Right to Buy) Disposition 2018-11-27 29,728 $0.00 29,728 $21.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
54,403 2022-03-03 No 4 M Direct
50,894 2022-03-03 No 4 M Direct
21,192 2022-05-13 No 4 M Direct
6,982 2021-11-11 No 4 M Direct
0 2021-11-11 No 4 M Direct
2,553 2020-11-14 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.14 to $35.93, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3) and (4) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.96 to $35.79, inclusive.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.96 to $34.94, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.51 to $34.41, inclusive.
  5. One-half of the option vested in three equal installments on March 4, 2016, 2017 and 2018. The other one-half of the option vested as follows: two-thirds vested on March 4, 2017 and one-third vested on March 4, 2018.
  6. One-half of the option vested in three equal installments on May 13, 2016, 2017 and 2018. The other one-half of the option vested as follows: two-thirds vested on May 13, 2017 and one-third vested on May 13, 2018.
  7. One-half of the option vested in three equal installments on November 12, 2015, 2016 and 2017. The other one-half of the option was cancelled due to non-satisfaction of certain performance criteria.
  8. One-half of the option vested in three equal installments on November 15, 2014, 2015 and 2016. The other one-half of the option was cancelled due to non-satisfaction of certain performance conditions.