Filing Details

Accession Number:
0001127602-18-034515
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-27 17:52:12
Reporting Period:
2018-11-23
Accepted Time:
2018-11-27 17:52:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
38777 Franklin Resources Inc BEN Investment Advice (6282) 132670991
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1010261 Jr H Rupert Johnson C/O Franklin Resources, Inc.
One Franklin Parkway
San Mateo CA 94403-1906
Vice Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.10 Disposition 2018-11-23 323,000 $32.42 103,653,045 No 4 S Direct
Common Stock, Par Value $.10 Disposition 2018-11-23 193,000 $32.42 563,735 No 4 S Indirect By IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect By IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.10 24,554 Indirect By 401(k)
Common Stock, Par Value $.10 10,116 Indirect By Spouse
Footnotes
  1. Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 12, 2018.
  2. On December 5, 2017, pursuant to a required minimum distribution from the Franklin Templeton 401(k) Retirement Plan, the Reporting Person's plan balance was reduced by 925.9910 shares on such date per such required withdrawal.
  3. Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.