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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1006837	Hc2 Holdings Inc.	HCHC	Fabricated Structural Metal Products (3440)	541708481

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1270217	Jr Wayne Barr	C/O Hc2 Holdings, Inc. 450 Park Avenue, 30Th Floor New York NY 10022		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-11-08	400	$5.22	56,580	No	4	L	Direct
Common Stock	Acquisiton	2018-11-09	400	$4.95	56,980	No	4	L	Direct
Common Stock	Acquisiton	2018-11-14	200	$3.49	57,180	No	4	L	Direct
Common Stock	Acquisiton	2018-11-21	1,000	$3.05	58,180	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	L	Direct
No	4	L	Direct
No	4	L	Direct
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	7.5% Conv Senior Note due 2022 (conv into common stock)	Acquisiton	2018-11-20	0	$0.00	570,776	$4.38

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
570,776			No	4	P	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	200,000	Indirect	CCUR Holdings, Inc.

Footnotes

Held by CCUR Holdings, Inc. ("CCUR"), of which the Reporting Person is Chairman, President and CEO. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any securities covered by this filing.
On Nov 20, 2018, CCUR purchased $2,500,000 in aggregate principal amount of the Issuer's 7.5% convertible senior notes due 2022 (the "Convertible Notes"). The Convertible Notes bear interest at a rate of 7.5% per annum, payable semi-annually in arrears on June 1 and December 1 of each year, beginning on June 1, 2019, unless converted, redeemed or repurchased in accordance with their terms prior to June 1, 2022 (the "maturity date"). The Convertible Notes are convertible at CCUR's option into shares of the Issuer's Common Stock based on an initial conversion rate of 228.3105 shares of Common Stock per $1,000 principal amount of Convertible Notes (equivalent to an initial conversion price of $4.38 per share of the Issuer's Common Stock), subject to certain adjustments, at any time prior to the close of business on the business day immediately preceding the maturity date, in principal amounts of $1,000 or an integral multiple of $1,000 in excess thereof.