Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2018-11-23 11:23:25
Reporting Period:
Accepted Time:
2018-11-23 11:23:25
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
712771 Connectone Bancorp Inc. CNOB State Commercial Banks (6022) 521273725
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1568217 Iii Frank Huttle Connectone Bancorp, Inc.
301 Sylvan Avenue
Englewood Cliffs NJ 07632
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-11-20 4,250 $20.02 194,849 No 4 S Direct
Common Stock Acquisiton 2018-11-21 18,103 $4.62 212,952 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2018-11-21 18,103 $0.00 18,103 $4.62
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-07-01 2018-11-26 No 4 M Direct
  1. The proceeds of the sale reported on this Form 4 were used by Mr. Huttle with respect to the settlement of the exercise price of the stock options also reported herein, as well as to satisfy estimated personal income tax obligations with respect to the same.
  2. Due to a rounding error, the Form 4 filed on July 1, 2014 with respect to the stock options exercises reported herein, incorrectly reflected a grant 18,104 options, rather than 18,103.