Filing Details

Accession Number:
0001104659-18-069665
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-23 06:11:10
Reporting Period:
2018-11-19
Accepted Time:
2018-11-23 06:11:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1611702 Brightsphere Investment Group Plc BSIG Investment Advice (6282) 981179929
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1701124 Hna Group Co., Ltd. Hna Building
No. 7 Guoxing Road
Haikou, Hainan F4 570203
No No Yes No
1707864 Hna Capital (U.s.) Holding Llc 850 Third Avenue, 16Th Floor
New York NY 10022
No No Yes No
1707867 Hna Eagle Holdco Llc 850 Third Avenue, 16Th Floor
New York NY 10022
No No Yes No
1707884 Hna Capital (Hong Kong) Holding Co., Ltd. 23/f., Arion Commercial Centre
2-12 Queen?s Road West
Hong Kong K3 00000
No No Yes No
1707885 Hna Capital Group Co., Ltd. Hna Building, No. 7 Guoxing Road
Haikou F4 570203
No No Yes No
1707886 Aleron Investments, Ltd. 23/f Hna Plaza, Jia No. 26
Xiaoyun Road, Chaoyang District
Beijing F4 100125
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares, Par Value $0.001 Per Share Disposition 2018-11-19 4,598,566 $12.80 22,776,663 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The ordinary shares of BrightSphere Investment Group plc (the "Issuer"), par value $0.001 per share (the "Ordinary Shares"), were sold to Paulson & Co., Inc. ("Paulson") pursuant to a share purchase agreement, dated as of November 16, 2018.
  2. The Ordinary Shares reported herein are directly owned by HNA Eagle Holdco LLC ("HNA Eagle") and indirectly owned by HNA Group Co., Ltd. ("HNA Group"), HNA Capital Group Co., Ltd. ("HNA Parent"), HNA Capital (Hong Kong) Holding Co., Ltd. ("HNA HK"), Aleron Investments, Ltd. ("Aleron") and HNA Capital (U.S.) Holding LLC ("HNA Capital", together with HNA Eagle, HNA Group, HNA HK, and Aleron, the "Reporting Persons"). HNA Eagle is a direct wholly-owned subsidiary of HNA Capital. HNA Capital is a direct wholly-owned subsidiary of Aleron. Aleron is a wholly-owned subsidiary of HNA HK. HNA HK is a wholly-owned subsidiary of HNA Parent. HNA Parent is 88.5% owned by HNA Group. The Reporting Persons disclaim beneficial ownership over the Ordinary Shares reported herein except to the extent of their respective pecuniary interest therein.