Filing Details

Accession Number:
0001437749-18-021218
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-21 17:47:57
Reporting Period:
2018-11-21
Accepted Time:
2018-11-21 17:47:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1258602 Nelnet Inc NNI Personal Credit Institutions (6141) 840748903
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1269812 Angie Muhleisen C/O Farmers &Amp; Merchants Investment Inc.
6801 South 27Th Street
Lincoln NE 68512
No No Yes No
1754038 D Dan Muhleisen 6321 Doecreek Circle
Lincoln NE 68516
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2018-11-19 86,920 $0.00 88,010 No 5 G Indirect By trust
Class A Common Stock Disposition 2018-11-19 86,910 $0.00 88,020 No 5 G Indirect By trust
Class A Common Stock Acquisiton 2018-11-19 173,830 $0.00 688,538 No 5 G Indirect By adult son
Class A Common Stock Disposition 2018-11-21 1,000 $52.06 687,538 No 4 S Indirect By adult son
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect By trust
No 5 G Indirect By trust
No 5 G Indirect By adult son
No 4 S Indirect By adult son
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 2,448,362 Direct
Class A Common Stock 616,639 Direct
Class A Common Stock 52,344 Direct
Class A Common Stock 692,885 Indirect By adult daughter
Class A Common Stock 175,000 Indirect By Dynasty Trust
Class A Common Stock 175,000 Indirect By Dynasty Trust
Class A Common Stock 88,070 Indirect By trust
Class A Common Stock 88,070 Indirect By trust
Footnotes
  1. On November 19, 2018, the Jason D. Muhleisen Irrevocable Trust dated 8/29/2003, of which the adult son of the reporting persons is the beneficiary, distributed 86,920 shares to the adult son of the reporting persons pursuant to the terms of the trust.
  2. Shares held by the Jason D. Muhleisen Irrevocable Trust dated 8/29/2003, of which the adult son of the reporting persons is the beneficiary. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein.
  3. On November 19, 2018, the A. Muhleisen Post-Annuity Irrevocable Trust dated 8/29/2003, of which the adult son of the reporting persons is the beneficiary, distributed 86,910 shares to the adult son of the reporting persons pursuant to the terms of the trust.
  4. Shares held by the A. Muhleisen Post-Annuity Irrevocable Trust dated 8/29/2003, of which the adult son of the reporting persons is the beneficiary. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein.
  5. These shares were sold by the reporting persons' adult son pursuant to a Rule 10b5-1 Plan (the "Plan") entered into by the son on May 11, 2018, which provides for sales of shares of the issuer's Class A Common Stock, subject to limit price provisions and an expiration date. To the extent any future sales occur pursuant to the Plan, such sales will be publicly disclosed in Form 4 filings with the Securities and Exchange Commission.
  6. Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows significant shareholders of a company and their family members who are not in possession of material non-public information to establish pre-arranged plans to buy or sell a specified number of shares of such company's stock. Once a plan is established, the significant shareholder or family member does not retain or exercise any discretion over sales of stock under the plan and the pre-planned trades may be executed at later dates as set forth in the plan, without regard to any subsequent material non-public information related to the company that the significant shareholder or family member may receive.
  7. These shares are held by Dan D. Muhleisen, who is the spouse of Angela L. Muhleisen.
  8. These shares are held by Angela L. Muhleisen.
  9. These shares are held jointly by Angela L. Muhleisen and Dan D. Muhleisen.
  10. Shares held by a Dynasty Trust, of which the adult daughter of the reporting persons is the initial beneficiary. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein.
  11. Shares held by a Dynasty Trust, of which the adult son of the reporting persons is the initial beneficiary. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein.
  12. Shares held by the Alicia L. Muhleisen Irrevocable Trust dated 8/29/2003, of which the adult daughter of the reporting persons is the beneficiary. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein.
  13. Shares held by the D. Muhleisen Post-Annuity Irrevocable Trust dated 8/29/2003, of which the adult daughter of the reporting persons is the beneficiary. The reporting persons continue to report beneficial ownership of all the shares held by the trust, but disclaim beneficial ownership of the shares held by the trust except to the extent of each such reporting person's pecuniary interest therein.