Filing Details

Accession Number:
0001140361-18-043578
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-21 16:40:34
Reporting Period:
2018-11-19
Accepted Time:
2018-11-21 16:40:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1710155 National Vision Holdings Inc. EYE () E9
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1541293 L.p. Xi Fund America North Kkr C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
9 West 57Th Street, Suite 4200
New York NY 10019
No No No No
1552453 Ltd Xi America North Kkr C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
9 West 57Th Street, Suite 4200
New York NY 10019
No No No No
1619837 L.p. Xi America North Associates Kkr C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
9 West 57Th Street, Suite 4200
New York NY 10019
No No No No
1719991 Kkr Vision Aggregator Gp Llc C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
9 West 57Th Street, Suite 4200
New York NY 10019
No No No No
1719992 L.p. Aggregator Vision Kkr C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
9 West 57Th Street, Suite 4200
New York NY 10019
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-11-19 10,054,259 $40.20 9,149,908 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
Footnotes
  1. This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $0.30 per share.
  2. These securities of National Vision Holdings, Inc. are held by KKR Vision Aggregator L.P. The general partner of KKR Vision Aggregator L.P. is KKR Vision Aggregator GP LLC. The sole member of KKR Vision Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Fund Holdings L.P.
  3. KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings Corp. is a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLC is the controlling shareholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC.
  4. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.