Filing Details

Accession Number:
0000899243-18-029552
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-21 16:20:04
Reporting Period:
2018-11-20
Accepted Time:
2018-11-21 16:20:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1675033 Great Elm Capital Corp. GECC () 812621577
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1715823 M Adam Kleinman C/O Great Elm Capital Corp.
800 South Street, Suite 230
Waltham MA 02453
Chief Compliance Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-20 6,000 $8.05 15,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct