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Filing Details

Accession Number:
0001209191-18-059707
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-21 16:05:05
Reporting Period:
2018-11-20
Accepted Time:
2018-11-21 16:05:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
8063 Astronics Corp ATRO Aircraft Parts & Auxiliary Equipment, Nec (3728) 160959303
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1492812 S James Kramer 130 Commerce Way
East Aurora NY 14052
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
$.01 Pv Common Stock Disposition 2018-11-21 3,200 $30.06 39,632 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
$.01 Pv Class B Stock 374,458 Direct
$.01 Pv Common Stock 220 Indirect By Spouse
$.01 Pv Class B Stock 822 Indirect By Spouse
$.01 Pv Common Stock 787 Indirect JAMES SHORE KRAMER CUST FOR LEAH JANE KRAMER
$.01 Pv Class B Stock 254 Indirect JAMES SHORE KRAMER CUST FOR LEAH JANE KRAMER
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
$.01 Pv Com Stk Option $2.84 2010-12-03 2019-12-03 11,750 11,750 Direct
$.01 Pv Cl B Stk Option $2.84 2010-12-03 2019-12-03 20,803 20,803 Direct
$.01 Pv Com Stk Option $7.68 2011-12-02 2020-12-02 4,350 4,350 Direct
$.01 Pv Cl B Stk Option $7.68 2011-12-02 2020-12-02 7,701 7,701 Direct
$.01 Pv Com Stk Option $13.59 2012-12-01 2021-12-01 3,200 3,200 Direct
$.01 Pv Cl B Stk Option $13.59 2012-12-01 2021-12-01 4,859 4,859 Direct
$.01 Pv Com Stk Option $9.20 2013-11-29 2022-11-29 5,700 5,700 Direct
$.01 Pv Cl B Stk Option $9.20 2013-11-29 2022-11-29 6,783 6,784 Direct
$.01 Pv Com Stk Option $28.45 2014-12-11 2023-12-11 2,330 2,330 Direct
$.01 Pv Cl B Stk Option $28.45 2014-12-11 2023-12-11 1,922 1,923 Direct
$.01 Pv Com Stk Option $30.83 2015-12-11 2024-12-11 2,720 2,720 Direct
$.01 Pv Cl B Stk Option $30.83 2015-12-11 2024-12-11 1,417 1,417 Direct
$.01 Pv Com Stk Option $27.72 2016-12-03 2025-12-03 3,500 3,500 Direct
$.01 Pv Cl B Stk Option $27.72 2016-12-03 2025-12-03 1,129 1,129 Direct
$.01 Pv Com Stk Option $31.76 2017-12-14 2026-12-14 3,670 3,670 Direct
$.01 Pv Cl B Stk Option $31.76 2017-12-14 2026-12-14 551 551 Direct
$.01 Pv Com Stk Option $35.61 2018-12-12 2027-12-12 5,340 5,340 Direct
$.01 Pv Cl B Stk Option $35.61 2018-12-12 2027-12-12 801 801 Direct
$.01 Pv Com Stk Restricted Stock Unit $0.00 920 920 Direct
$.01 Pv Cl B Stk Restricted Stock Unit $0.00 138 138 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-12-03 11,750 11,750 Direct
2019-12-03 20,803 20,803 Direct
2020-12-02 4,350 4,350 Direct
2020-12-02 7,701 7,701 Direct
2021-12-01 3,200 3,200 Direct
2021-12-01 4,859 4,859 Direct
2022-11-29 5,700 5,700 Direct
2022-11-29 6,783 6,784 Direct
2023-12-11 2,330 2,330 Direct
2023-12-11 1,922 1,923 Direct
2024-12-11 2,720 2,720 Direct
2024-12-11 1,417 1,417 Direct
2025-12-03 3,500 3,500 Direct
2025-12-03 1,129 1,129 Direct
2026-12-14 3,670 3,670 Direct
2026-12-14 551 551 Direct
2027-12-12 5,340 5,340 Direct
2027-12-12 801 801 Direct
920 920 Direct
138 138 Direct
Footnotes
  1. Sold pursuant to a 10b5-1 trading plan.
  2. Mr. Kramer disclaims any beneficial interest in the shares owned by his wife.
  3. Represents shares held by James Shore Kramer Cust for Leah Jane Kramer. The beneficiary is the reporting person's immediate family.
  4. Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
  5. Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period of January 1, 2018- December 31, 2020. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2020, with the vesting percentage determined based on actual performance.
  6. Each restricted stock unit represents the right to receive, at settlement, one share of Class B stock.