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Filing Details

Accession Number:: 0001127602-18-034054
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-11-20 21:19:05
Reporting Period:: 2018-11-16

Accepted Time:: 2018-11-20 21:19:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1674862	Ashland Global Holdings Inc	ASH	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1600587	C Keith Silverman	1005 Route 202/206 Bridgewater NJ 08807	Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-11-16	193	$82.30	3,380	No	4	M	Direct
Common Stock	Disposition	2018-11-16	67	$82.30	3,313	No	4	F	Direct
Common Stock	Acquisiton	2018-11-16	917	$57.96	4,230	No	4	M	Direct
Common Stock	Disposition	2018-11-16	741	$81.94	3,489	No	4	F	Direct
Common Stock	Disposition	2018-11-16	322	$81.57	3,167	No	4	S	Direct
Common Stock	Acquisiton	2018-11-19	235	$80.32	3,402	No	4	M	Direct
Common Stock	Disposition	2018-11-19	81	$80.32	3,321	No	4	F	Direct
Common Stock	Acquisiton	2018-11-19	440	$80.32	3,761	No	4	M	Direct
Common Stock	Disposition	2018-11-19	151	$80.32	3,610	No	4	F	Direct
Common Stock	Acquisiton	2018-11-19	848	$59.41	4,458	No	4	M	Direct
Common Stock	Disposition	2018-11-19	696	$81.84	3,762	No	4	F	Direct
Common Stock	Disposition	2018-11-19	176	$81.84	3,586	No	4	S	Direct
Common Stock	Acquisiton	2018-11-19	426	$80.32	4,012	No	4	M	Direct
Common Stock	Disposition	2018-11-19	146	$80.32	3,866	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2018-11-16	193	$0.00	193	$0.00
Common Stock	Stock Appreciation Right	Disposition	2018-11-16	917	$0.00	917	$57.96
Common Stock	Restricted Stock Units	Disposition	2018-11-19	235	$0.00	235	$0.00
Common Stock	Restricted Stock Units	Disposition	2018-11-19	440	$0.00	440	$0.00
Common Stock	Stock Appreciation Right	Disposition	2018-11-19	848	$0.00	848	$59.41
Common Stock	Restricted Stock Units	Disposition	2018-11-19	426	$0.00	426	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
5,112			No	4	M	Direct
919	2017-11-16	2026-12-16	No	4	M	Direct
4,877			No	4	M	Direct
4,437			No	4	M	Direct
0	2016-11-18	2025-12-18	No	4	M	Direct
4,011			No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,076	Indirect	401(k)

Footnotes

Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 10 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 11 below.
The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018.
Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 12 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 13 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 14 below.
Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 15 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
Based on Employee Savings Plan information as of October 31, 2018, the latest date for which such information is reasonably available.
Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015.
Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015.