Filing Details

Accession Number:
0001209191-18-059560
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-20 18:31:39
Reporting Period:
2018-09-25
Accepted Time:
2018-11-20 18:31:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1739936 Svmk Inc. SVMK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1421413 J Alexander Lurie C/O Svmk Inc.
One Curiosity Way
San Mateo CA 94403
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-09-25 550,876 $12.00 1,374,470 No 4 F Direct
Common Stock Disposition 2018-11-16 8,344 $12.39 1,366,126 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 24,330 Indirect See footnote
Common Stock 24,330 Indirect See footnote
Common Stock 16,219 Indirect See footnote
Footnotes
  1. These shares have been withheld by the Issuer, in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units pursuant to the Issuer's initial public offering and does not represent a sale by the Reporting Person.
  2. Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions.
  3. These shares were automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units.
  4. This transaction was executed in multiple trades at prices ranging from $12.37 to $12.7350. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. The shares are held by the Jason and Jennifer Lurie Family 2018 Irrevocable Trust dated May 31, 2018, of which the Reporting Person's spouse is the trustee.
  6. The shares are held by the Eliza and Larry Becker Family 2018 Irrevocable Trust dated May 31, 2018, of which the Reporting Person's spouse is the trustee.
  7. The shares are held by the Scott and Caitlin Vogelsong Family 2018 Irrevocable Trust dated May 31, 2018, of which the Reporting Person's spouse is the trustee.