Filing Details

Accession Number:
0000919574-18-007647
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-20 18:11:52
Reporting Period:
2018-11-20
Accepted Time:
2018-11-20 18:11:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1074871 Modular Medical Inc. MODD Surgical & Medical Instruments & Apparatus (3841) 870620495
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1169253 Manchester Management Co Llc 3 West Hill Place
Boston MA 02114
No No Yes No
1411524 Manchester Explorer, L.p. 3 West Hill Place
Boston MA 02114
No No Yes No
1512127 E James Besser 3 West Hill Place
Boston MA 02114
No No Yes No
1593072 C. Morgan Frank 1398 Aerie Drive
Park City UT 84060
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2018-11-20 720,001 $2.25 0 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. This Form 4 is being filed by Manchester Explorer, L.P. ("Explorer"), Manchester Management Company, LLC ("MMC"), James E. Besser and Morgan C. Frank as 10% Owners. MMC, provides investment management services to Explorer and other clients. The reported securities may be deemed indirectly beneficially owned by MMC as a result of it being the general partner of Explorer and such other clients. The reported securities may also be deemed to be indirectly beneficially owned by James E. Besser, as a Managing Member of MMC and by Morgan C. Frank, who serves as a portfolio manager and a consultant of MMC. Each of the Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act.
  2. The reported 720,001 shares consists of (i) 471,112 shares purchased by Explorer, (ii) 160,000 shares purchased by another client of MMC, and (iii) 88,889 shares purchased by Mr. Besser.