Filing Details
- Accession Number:
- 0001674910-18-000105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-20 17:42:42
- Reporting Period:
- 2018-11-16
- Accepted Time:
- 2018-11-20 17:42:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1674910 | Valvoline Inc | VVV | Miscellaneous Products Of Petroleum & Coal (2990) | 300939371 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685757 | R. Anthony Puckett | 100 Valvoline Way Lexington KY 40509 | President, Quick Lubes | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-16 | 1,215 | $0.00 | 3,298 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-16 | 384 | $20.41 | 2,914 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-11-16 | 669 | $0.00 | 3,583 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-16 | 212 | $20.41 | 3,371 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-11-16 | 1,256 | $0.00 | 4,627 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-16 | 397 | $20.41 | 4,230 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-11-16 | 645 | $0.00 | 4,875 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-16 | 204 | $20.41 | 4,671 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-11-19 | 2,588 | $20.32 | 2,083 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Units | Disposition | 2018-11-16 | 1,215 | $0.00 | 1,215 | $0.00 |
| Common Stock | Units | Disposition | 2018-11-16 | 669 | $0.00 | 669 | $0.00 |
| Common Stock | Units | Disposition | 2018-11-16 | 1,256 | $0.00 | 1,256 | $0.00 |
| Common Stock | Units | Disposition | 2018-11-16 | 645 | $0.00 | 645 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 645 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,702 | Indirect | By 401(k) Plan |
Footnotes
- Restricted stock units convert into Valvoline common stock on a one-for-one basis.
- Shares were sold pursant to a Rule 10b5-1 Plan adopted by the reporting person on May 21, 2018.
- Represents the approximate number of shares of Valvoline common stock held by the Reporting Person in the Valvoline 401(k) Plan based on the closing price of Valvoline common stock as of the close of business on Novemeber 16, 2018.
- Earned performance stock units vest on the third anniversary of the grant date.
- The restricted stock units vest one-third on each anniversary following the grant date.
Billionaire Hedge Funds
