Filing Details
- Accession Number:
- 0001127602-18-033896
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-20 14:34:33
- Reporting Period:
- 2018-11-15
- Accepted Time:
- 2018-11-20 14:34:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1173514 | Hyster-Yale Materials Handling Inc. | HY | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 311637659 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247860 | Jr C John Butler | 5875 Landerbrook Drive Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-11-15 | 398 | $0.00 | 5,524 | No | 5 | G | Indirect | Spouse's proportionate partnership interest shares held by AMR Associates LP |
Class A Common Stock | Acquisiton | 2018-11-15 | 398 | $0.00 | 677 | No | 5 | G | Indirect | child's proportionate partnership interest shares held by AMR Associates LP |
Class A Common Stock | Acquisiton | 2018-11-15 | 398 | $0.00 | 677 | No | 5 | G | Indirect | child's proportionate partnership interest shares held by AMR Associates LP |
Class A Common Stock | Acquisiton | 2018-11-15 | 77 | $0.00 | 77 | No | 5 | G | Indirect | Spouse's proportionate limited partnership interests in shares held by Rankin Associates V, L.P. |
Class A Common Stock | Acquisiton | 2018-11-16 | 202 | $63.31 | 91,885 | No | 4 | P | Indirect | Held by Trust for the benefit of Reporting Person's Spouse |
Class A Common Stock | Acquisiton | 2018-11-16 | 1 | $63.31 | 78 | No | 4 | P | Indirect | Spouse's proportionate limited partnership interests in shares held by Rankin Associates V, L.P. |
Class A Common Stock | Acquisiton | 2018-11-16 | 2 | $63.31 | 364 | No | 4 | P | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | Acquisiton | 2018-11-16 | 2 | $63.31 | 433 | No | 4 | P | Indirect | Reporting person's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | Acquisiton | 2018-11-16 | 3 | $63.31 | 432 | No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | Acquisiton | 2018-11-16 | 3 | $63.31 | 432 | No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | Acquisiton | 2018-11-19 | 200 | $63.80 | 92,085 | No | 4 | P | Indirect | Held by Trust for the benefit of Reporting Person's Spouse |
Class A Common Stock | Acquisiton | 2018-11-19 | 2 | $63.71 | 366 | No | 4 | P | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | Acquisiton | 2018-11-19 | 3 | $63.71 | 436 | No | 4 | P | Indirect | Reporting person's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | Acquisiton | 2018-11-19 | 2 | $63.71 | 434 | No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | Acquisiton | 2018-11-19 | 2 | $63.71 | 434 | No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | Acquisiton | 2018-11-19 | 1 | $65.00 | 435 | No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | Acquisiton | 2018-11-19 | 1 | $65.00 | 435 | No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | Spouse's proportionate partnership interest shares held by AMR Associates LP |
No | 5 | G | Indirect | child's proportionate partnership interest shares held by AMR Associates LP |
No | 5 | G | Indirect | child's proportionate partnership interest shares held by AMR Associates LP |
No | 5 | G | Indirect | Spouse's proportionate limited partnership interests in shares held by Rankin Associates V, L.P. |
No | 4 | P | Indirect | Held by Trust for the benefit of Reporting Person's Spouse |
No | 4 | P | Indirect | Spouse's proportionate limited partnership interests in shares held by Rankin Associates V, L.P. |
No | 4 | P | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
No | 4 | P | Indirect | Reporting person's proportionate interest in shares held by Rankin Associates VI |
No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
No | 4 | P | Indirect | Held by Trust for the benefit of Reporting Person's Spouse |
No | 4 | P | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
No | 4 | P | Indirect | Reporting person's proportionate interest in shares held by Rankin Associates VI |
No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Acquisiton | 2018-11-15 | 463 | $0.00 | 463 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2018-11-15 | 464 | $0.00 | 464 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2018-11-15 | 464 | $0.00 | 464 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,435 | No | 5 | G | Indirect | ||
790 | No | 5 | G | Indirect | ||
790 | No | 5 | G | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 8,416 | Indirect | Minor child's trust?s proportionate interests in shares held by Rankin Associates II. |
Class A Common Stock | 4,513 | Indirect | Reporting Person is trustee of Trust fbo minor child. |
Class A Common Stock | 8,572 | Indirect | Minor child's trust?s proportionate interests in shares held by Rankin Associates II. |
Class A Common Stock | 4,357 | Indirect | Reporting Person is trustee of Trust fbo minor child. |
Class A Common Stock | 49,811 | Indirect | spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P |
Class A Common Stock | 11,750 | Indirect | spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P |
Class A Common Stock | 32,369 | Indirect | Spouse's proportionate limited partnership interest in shares held by RAIV Class A |
Class A Common Stock | 2,800 | Indirect | Held in an Individual Retirement Account for the benefit of the Reporting Person |
Class A Common Stock | 7,839 | Indirect | proportionate limited partnership interests in shares held by Rankin Associates II, L.P |
Class A Common Stock | 26,313 | Indirect | Held in trust fbo Reporting Person. |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 8,416 | 8,416 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 3,683 | 3,683 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 8,572 | 8,572 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 3,527 | 3,527 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 89,105 | 89,105 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 11,750 | 11,750 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 51,283 | 51,283 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 58,586 | 58,586 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 2,800 | 2,800 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 7,839 | 7,839 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 17,262 | 17,262 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
8,416 | 8,416 | Indirect | |
3,683 | 3,683 | Indirect | |
8,572 | 8,572 | Indirect | |
3,527 | 3,527 | Indirect | |
89,105 | 89,105 | Indirect | |
11,750 | 11,750 | Indirect | |
51,283 | 51,283 | Indirect | |
58,586 | 58,586 | Indirect | |
2,800 | 2,800 | Indirect | |
7,839 | 7,839 | Indirect | |
17,262 | 17,262 | Indirect |
Footnotes
- Reporting Person disclaims beneficial ownership of all such shares.
- Shares purchased pursuant to 10b5-1 plan
- 2018-Nov-16-Weighted Average - Share Price represents average price between $62.90 and $63.50.
- N/A