Filing Details

Accession Number:
0000899243-18-029383
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-19 20:01:31
Reporting Period:
2018-05-29
Accepted Time:
2018-11-19 20:01:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1675033 Great Elm Capital Corp. GECC () 812621577
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1688208 Mark Kuperschmid C/O Great Elm Capital Corp.
800 South Street, Suite 230
Waltham MA 02453
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-29 1,000 $9.36 2,000 No 4 P Indirect By Benmark Investments LLC
Common Stock Acquisiton 2018-11-15 4,531 $8.06 6,531 No 4 P Indirect By Benmark Investments LLC
Common Stock Acquisiton 2018-11-16 1,237 $8.03 7,768 No 4 P Indirect By Benmark Investments LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Benmark Investments LLC
No 4 P Indirect By Benmark Investments LLC
No 4 P Indirect By Benmark Investments LLC
Footnotes
  1. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.03 to $8.09, inclusive. The reporting person undertakes to provide to Great Elm Capital Corp. ("GECC"), any security holder of GECC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.02 to $8.04, inclusive.