Filing Details

Accession Number:
0000950142-18-002286
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-19 18:14:20
Reporting Period:
2018-11-15
Accepted Time:
2018-11-19 18:14:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874396 Lifetime Brands Inc LCUT Cutlery, Handtools & General Hardware (3420) 112682486
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1244082 David Jaffe C/O Centre Partners Management Llc
825 Third Avenue, 40Th Floor
New York NY 10022
No No Yes No
1263876 G Bruce Pollack C/O Centre Partners Management Llc
825 Third Avenue, 40Th Floor
New York NY 10022
No No Yes No
1404565 Centre Capital Investors V Lp C/O Centre Partners Management Llc
825 Third Avenue, 40Th Floor
New York NY 10022
No No Yes No
1732873 Centre Partners V, L.p. C/O Centre Partners Management Llc
825 Third Avenue, 40Th Floor
New York NY 10022
No No Yes No
1732877 Centre Partners V Llc C/O Centre Partners Management Llc
825 Third Avenue, 40Th Floor
New York NY 10022
No No Yes No
1732885 Jrj V Lp C/O Centre Partners Management Llc
825 Third Avenue, 40Th Floor
New York NY 10022
No No Yes No
1732888 Harwich Road V Lp C/O Centre Partners Management Llc
825 Third Avenue, 40Th Floor
New York NY 10022
No No Yes No
1733473 Harwich Road Inc. C/O Centre Partners Management Llc
825 Third Avenue, 40Th Floor
New York NY 10022
No No Yes No
1733495 Jrj Inc. C/O Centre Partners Management Llc
825 Third Avenue, 40Th Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01, Per Share Acquisiton 2018-11-15 1,116 $10.48 5,622,445 No 4 P Indirect See footnotes
Common Stock, Par Value $0.01, Per Share Acquisiton 2018-11-19 9,337 $10.78 5,631,782 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01, Per Share 7,086 Direct
Footnotes
  1. Represents shares of common stock purchased in open market transactions by Centre Capital Investors V, L.P. ("Centre Investors"). Centre Partners V, L.P. ("Centre Partners LP") is the sole general partner of Centre Investors.
  2. The price reported in Column 4 is a weighted average price. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  3. Includes 5,593,116 shares of common stock directly held by Taylor Parent, LLC ("Taylor Parent").
  4. CP Taylor GP, LLC ("CP Taylor") has the authority to appoint the board of directors of Taylor Parent. Centre Partners, L.P. is the sole memberof CP Taylor and the general partner of Centre Investors. Centre Partners V LLC ("Centre Partners") is the general partner of Centre Partners LP.JRJ V LP ("JRJ LP") and Harwich Road V LP ("Harwich Road LP") are co-managers of Centre Partners. JRJ Inc. ("JRJ") is the general partner ofJRJ LP. Harwich Road Inc. ("Harwich Road") is the general partner of Harwich Road LP. Bruce Pollack is the president of JRJ. David Jaffe is thepresident of Harwich Road. (Cont'd in FN 5)
  5. (Cont'd from FN 4) As such, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Centre Investors and CP Taylor, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Taylor Parent.
  6. Each of the Reporting Persons disclaims beneficial ownership of the shares of the Issuer except to the extent of their respective pecuniary interest therein.
  7. The price reported in Column 4 is a weighted average price. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  8. These shares are directly owned by Mr. Pollack.