Filing Details

Accession Number:
0000947871-18-000913
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-19 17:13:41
Reporting Period:
2018-11-16
Accepted Time:
2018-11-19 17:13:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1701605 Baker Hughes A Ge Co BHGE Electronic & Other Electrical Equipment (No Computer Equip) (3600) NY
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
40545 General Electric Co 41 Farnsworth Street
Boston MA 02210
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Disposition 2018-11-16 92,000,000 $0.00 32,569,778 No 4 M Direct
Class A Common Stock Acquisiton 2018-11-16 92,000,000 $0.00 92,000,000 No 4 M Direct
Class A Common Stock Disposition 2018-11-16 92,000,000 $22.48 0 No 4 S Direct
Class B Common Stock Disposition 2018-11-16 65,000,000 $0.00 498,173,317 No 4 D Indirect See footnote
Class B Common Stock Disposition 2018-11-19 9,200,000 $0.00 23,369,778 No 4 M Direct
Class A Common Stock Acquisiton 2018-11-19 9,200,000 $0.00 9,200,000 No 4 M Direct
Class A Common Stock Disposition 2018-11-19 9,200,000 $22.30 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 D Indirect See footnote
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Common Unit Disposition 2018-11-16 92,000,000 $0.00 92,000,000 $0.00
Class A Common Stock Common Unit Disposition 2018-11-16 65,000,000 $0.00 65,000,000 $0.00
Class A Common Stock Common Unit Disposition 2018-11-19 9,200,000 $0.00 9,200,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
32,569,778 No 4 M Direct
498,173,317 No 4 D Indirect
23,369,778 No 4 M Direct
Footnotes
  1. Each share of Class B Common Stock, together with a Common Unit of Baker Hughes, a GE company, LLC ("BHGE LLC") (collectively, a "Paired Interest"), is exchangeable for a share of Class A Common Stock. On November 16, 2018, GE completed the sale of 92,000,000 shares of Class A Common Stock (after the exchange of an equal number of Paired Interests into Class A Common Stock) in connection with a previously announced underwritten registered secondary offering of the Issuer's Class A Common Stock.
  2. In connection with the previously announced repurchase agreement between the Reporting Person, BHGE LLC, and the Issuer, the Issuer has purchased for cash the Paired Interests reported as disposed of on these lines of this Form 4 and the price paid for each such Paired Interest was equal to $22.4825 for each Paired Interest.
  3. On November 19, 2018, GE completed the sale of 9,200,000 shares of Class A Common Stock (after the exchange of an equal number of Paired Interests into Class A Common Stock) in connection with a previously announced underwritten registered secondary offering of the Issuer's Class A Common Stock.
  4. The Reporting Person holds these securities through wholly-owned subsidiaries.
  5. The Paired Interests were acquired by the Reporting Person in connection with the transactions described in the prospectus filed by the Issuer on May 30, 2017 pursuant to Rule 424(b)(3).