Filing Details
- Accession Number:
- 0000831641-18-000103
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-16 17:08:43
- Reporting Period:
- 2018-11-14
- Accepted Time:
- 2018-11-16 17:08:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 831641 | Tetra Tech Inc | TTEK | Services-Engineering Services (8711) | 954148514 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207854 | L Dan Batrack | 3475 East Foothill Boulevard Pasadena, CA 91107 | Chairman, Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-14 | 30,000 | $28.58 | 305,800 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-14 | 30,000 | $65.38 | 275,800 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-11-15 | 14,869 | $28.58 | 290,669 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-15 | 14,869 | $64.55 | 275,800 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | STOCK OPTION (RIGHT TO BUY) | Disposition | 2018-11-14 | 30,000 | $0.00 | 30,000 | $28.58 |
| Common Stock | STOCK OPTION (RIGHT TO BUY) | Disposition | 2018-11-15 | 14,869 | $0.00 | 14,869 | $28.58 |
| Common Stock | RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) | Acquisiton | 2018-11-15 | 21,232 | $0.00 | 21,232 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,869 | 2017-11-22 | 2021-11-22 | No | 4 | M | Direct |
| 0 | 2017-11-22 | 2021-11-22 | No | 4 | M | Direct |
| 21,232 | 2019-11-18 | 2022-11-18 | No | 4 | A | Direct |
Footnotes
- $65.3842 is an average price. Shares were sold at prices ranging from $65.000 to $65.785 per share.
- $64.5546 is an average price. Shares were sold at prices ranging from $64.01 to $65.16 per share.
- The option was fully exercisable on November 22, 2017.
- Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.
- The restricted stock units (RSUs) become vested as to 25% of the shares underlying the RSUs on November 18, 2019, and on each anniversary of that date until the RSUs are fully vested.
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