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Filing Details

Accession Number:
0001406666-18-000098
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-16 16:35:47
Reporting Period:
2018-11-14
Accepted Time:
2018-11-16 16:35:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1406666 Calix Inc (CALX) () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1226868 Cory Sindelar C/o Calix, Inc.
2777 Orchard Parkway
San Jose CA 95134
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-14 5,000 $10.50 40,000 No 4 P Direct
Common Stock Acquisiton 2018-11-14 2,000 $5.31 42,000 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 A Direct
Footnotes
  1. The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of May 15, 2018 through November 14, 2018. This transaction is also exempt under Rule 16b-3(c).
  2. In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on May 15, 2018.