Filing Details

Accession Number:
0001445305-18-000142
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-16 16:16:25
Reporting Period:
2018-11-14
Accepted Time:
2018-11-16 16:16:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1445305 Workiva Inc WK Services-Prepackaged Software (7372) 472509828
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1626102 Jill Klindt 2900 University Boulevard
Ames IA 50010
Vp, Treasurer & Cao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2018-11-14 875 $34.39 34,354 No 4 S Direct
Class A Common Stock Disposition 2018-11-14 2,625 $35.35 31,729 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $18.60 2018-07-03 2027-07-02 25,000 25,000 Direct
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $12.40 2018-02-01 2027-02-01 10,000 10,000 Direct
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $14.03 2016-04-01 2025-08-31 16,000 16,000 Direct
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $15.83 2015-08-12 2024-08-11 11,880 11,880 Direct
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $15.86 2015-01-14 2024-01-13 5,544 5,544 Direct
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $15.86 2014-01-14 2024-01-13 911 911 Direct
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $8.48 2013-12-28 2022-12-27 5,940 5,940 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2027-07-02 25,000 25,000 Direct
2027-02-01 10,000 10,000 Direct
2025-08-31 16,000 16,000 Direct
2024-08-11 11,880 11,880 Direct
2024-01-13 5,544 5,544 Direct
2024-01-13 911 911 Direct
2022-12-27 5,940 5,940 Direct
Footnotes
  1. The price reported in Column 4 is a weighted-average price. The prices actually received range from $35.20 to $35.66. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
  2. Granted pursuant to the 2014 Equity Incentive Plan.
  3. Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.
  4. Vests as to 25% of the shares on April 1, 2016 and as to 6.25% of the shares at the end of each three-month period thereafter.
  5. Granted pursuant to the 2009 Unit Incentive Plan.