Filing Details

Accession Number:
0001593968-18-001450
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-16 16:10:50
Reporting Period:
2018-11-16
Accepted Time:
2018-11-16 16:10:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1396440 Main Street Capital Corp MAIN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1069725 D Vincent Foster 1300 Post Oak Blvd 8Th Floor
Houston TX 77056
Executive Chairman No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-16 25,869 $38.66 1,583,565 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 30,000 Indirect By MS V
Common Stock 50,000 Indirect By MS IV
Common Stock 30,000 Indirect By MS III
Common Stock 30,000 Indirect By MS II
Common Stock 30,665 Indirect By MS I
Common Stock 16,829 Indirect By Foster IrrevocableTrust
Footnotes
  1. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.48 to $38.70, inclusive. The reporting person undertakes to provide to Main Street Capital Corporation, any of its security holders, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. Family trust.
  3. Represents shares held in MS Trust IV, a charitable trust where Mr. Foster is a trustee and holds the remainder interest therein.