Filing Details

Accession Number:
0001127602-18-033372
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-16 15:20:59
Reporting Period:
2018-11-14
Accepted Time:
2018-11-16 15:20:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173514 Hyster-Yale Materials Handling Inc. HY Industrial Trucks, Tractors, Trailors & Stackers (3537) 311637659
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247955 T Thomas Rankin 5875 Landerbrook Drive
Mayfield Heights OH 44124
No No No Yes
Transaction Summary
Purchased: 548 shares Avg. Price: $62.42 Total Value: $34,204.36
Number of Shares After Transactions: 431 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-11-14 67 $62.93 149,739 No 4 P Indirect Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin
Class A Common Stock Acquisiton 2018-11-14 1 $62.93 231 No 4 P Indirect Proportionate Interest in shares held by RAV
Class A Common Stock Acquisiton 2018-11-14 1 $62.93 67 No 4 P Indirect Proportionate interest in shares held by RA6 held by RMI
Class A Common Stock Acquisiton 2018-11-14 60 $62.93 13,782 No 4 P Indirect Serves as Trustee of GSTs for the benefit of James Rankin
Class A Common Stock Acquisiton 2018-11-14 60 $62.93 13,782 No 4 P Indirect Serves as Trustee of GSTs for the benefit of Matthew Rankin
Class A Common Stock Acquisiton 2018-11-14 60 $62.93 13,782 No 4 P Indirect Serves as trustee of GSTs for the benefit of Thomas P. Rankin
Class A Common Stock Acquisiton 2018-11-14 1 $62.93 197 No 4 P Indirect Reporting person's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-14 3 $62.93 426 No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-15 134 $62.08 149,873 No 4 P Indirect Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin
Class A Common Stock Acquisiton 2018-11-15 1 $61.87 232 No 4 P Indirect Proportionate Interest in shares held by RAV
Class A Common Stock Acquisiton 2018-11-15 1 $62.24 59 No 4 P Indirect Proportionate interest in shares held by RA5 held by RMI
Class A Common Stock Acquisiton 2018-11-15 1 $62.24 233 No 4 P Indirect Proportionate Interest in shares held by RAV
Class A Common Stock Acquisiton 2018-11-15 50 $61.87 13,832 No 4 P Indirect Serves as Trustee of GSTs for the benefit of James Rankin
Class A Common Stock Acquisiton 2018-11-15 50 $61.87 13,832 No 4 P Indirect Serves as Trustee of GSTs for the benefit of Matthew Rankin
Class A Common Stock Acquisiton 2018-11-15 50 $61.87 13,832 No 4 P Indirect Serves as trustee of GSTs for the benefit of Thomas P. Rankin
Class A Common Stock Acquisiton 2018-11-15 1 $61.87 198 No 4 P Indirect Reporting person's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-15 2 $61.87 428 No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-15 1 $62.24 68 No 4 P Indirect Proportionate interest in shares held by RA6 held by RMI
Class A Common Stock Acquisiton 2018-11-15 1 $62.24 199 No 4 P Indirect Reporting person's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock Acquisiton 2018-11-15 3 $62.24 431 No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin
No 4 P Indirect Proportionate Interest in shares held by RAV
No 4 P Indirect Proportionate interest in shares held by RA6 held by RMI
No 4 P Indirect Serves as Trustee of GSTs for the benefit of James Rankin
No 4 P Indirect Serves as Trustee of GSTs for the benefit of Matthew Rankin
No 4 P Indirect Serves as trustee of GSTs for the benefit of Thomas P. Rankin
No 4 P Indirect Reporting person's proportionate interest in shares held in Rankin Associates VI
No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin
No 4 P Indirect Proportionate Interest in shares held by RAV
No 4 P Indirect Proportionate interest in shares held by RA5 held by RMI
No 4 P Indirect Proportionate Interest in shares held by RAV
No 4 P Indirect Serves as Trustee of GSTs for the benefit of James Rankin
No 4 P Indirect Serves as Trustee of GSTs for the benefit of Matthew Rankin
No 4 P Indirect Serves as trustee of GSTs for the benefit of Thomas P. Rankin
No 4 P Indirect Reporting person's proportionate interest in shares held in Rankin Associates VI
No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
No 4 P Indirect Proportionate interest in shares held by RA6 held by RMI
No 4 P Indirect Reporting person's proportionate interest in shares held in Rankin Associates VI
No 4 P Indirect Spouse's proportionate interest in shares held by Rankin Associates VI
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 3,622 Indirect Held by Spouse
Class A Common Stock 14,343 Indirect Spouses proportionate interest in shares held by RA1
Class A Common Stock 1,843 Indirect spouse's proportionate limited partnership interest in shares held by RA II LP
Class A Common Stock 7 Direct
Class A Common Stock 19 Indirect proportionate general partnership interest in shares of Rankin Associates IV, L.P held by the Trust
Class A Common Stock 25,324 Indirect proportionate interest in shares held in RA1
Class A Common Stock 34,849 Indirect proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock 65,824 Indirect Proportionate LP interest in shares held in RA4
Class A Common Stock 1,975 Indirect Proportionate interest in shares held in RMI
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 3,622 3,622 Indirect
Class A Common Stock Class B Common Stock $0.00 25,657 25,657 Indirect
Class A Common Stock Class B Common Stock $0.00 1,843 1,843 Indirect
Class A Common Stock Class B Common Stock $0.00 6,889 6,889 Indirect
Class A Common Stock Class B Common Stock $0.00 6,889 6,889 Indirect
Class A Common Stock Class B Common Stock $0.00 6,889 6,889 Indirect
Class A Common Stock Class B Common Stock $0.00 7 7 Direct
Class A Common Stock Class B Common Stock $0.00 31 31 Indirect
Class A Common Stock Class B Common Stock $0.00 45,300 45,300 Indirect
Class A Common Stock Class B Common Stock $0.00 34,849 34,849 Indirect
Class A Common Stock Class B Common Stock $0.00 104,286 104,286 Indirect
Class A Common Stock Class B Common Stock $0.00 1,975 1,975 Indirect
Class A Common Stock Class B Common Stock $0.00 145,912 145,912 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
3,622 3,622 Indirect
25,657 25,657 Indirect
1,843 1,843 Indirect
6,889 6,889 Indirect
6,889 6,889 Indirect
6,889 6,889 Indirect
7 7 Direct
31 31 Indirect
45,300 45,300 Indirect
34,849 34,849 Indirect
104,286 104,286 Indirect
1,975 1,975 Indirect
145,912 145,912 Indirect
Footnotes
  1. Shares purchased pursuant to 10b5-1 plan
  2. 2018-Nov-14-Weighted Average - Share Price represents average price between $62.78 and $63.00.
  3. 2018-Nov-15 -Block 1 Weighted Average- Share Price represents average price between $61.02 and $62.00.
  4. 2018-Nov-15 -Block 2 Weighted Average- Share Price represents average price between $62.10 and $62.45.
  5. Reporting Person disclaims beneficial ownership of all such shares.
  6. N/A