Filing Details

Accession Number:
0001543407-18-000071
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-16 13:35:13
Reporting Period:
2018-11-14
Accepted Time:
2018-11-16 13:35:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
10795 Becton Dickinson & Co BDX Surgical & Medical Instruments & Apparatus (3841) 220760120
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1221787 A Vincent Forlenza C/O Becton, Dickinson And Company
1 Becton Drive
Franklin Lakes NJ 07417
Chairman, Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-14 20,000 $76.64 228,883 No 4 M Direct
Common Stock Disposition 2018-11-14 6,502 $235.78 222,381 No 4 D Direct
Common Stock Disposition 2018-11-14 13,498 $235.78 194,310 No 4 S Direct
Common Stock Disposition 2018-11-15 530 $0.00 193,780 No 4 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
No 4 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2018-11-14 20,000 $0.00 20,000 $76.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
65,372 2011-11-23 2020-11-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 24,681 Indirect By GRAT
Common Stock 10,508 Indirect SIP Trust
Footnotes
  1. The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $234.14 through $237.10. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
  2. Includes 3,665 shares that were previously reported as indirectly owned by grantor retained annuity trust that reverted to direct holdings on August 7, 2018.
  3. Includes 18,238 shares that were previously reported as directly owned but were contributed to a grantor retained annuity trust on April 5, 2018.
  4. Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of July 1, 2018.
  5. The stock appreciation rights vest in four annual installments beginning November 23, 2011.