Filing Details

Accession Number:
0001595974-18-000112
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-15 20:54:42
Reporting Period:
2018-11-13
Accepted Time:
2018-11-15 20:54:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1595974 Rubicon Project Inc. RUBI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1523288 David Day C/O The Rubicon Project, Inc.
12181 Bluff Creek Drive, 4Th Floor
Los Angeles CA 90094
Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-11-13 5,196 $4.70 241,021 No 4 S Direct
Common Stock Disposition 2018-11-14 24,146 $4.70 216,875 No 4 S Direct
Common Stock Disposition 2018-11-15 24,456 $4.71 192,419 No 4 S Direct
Common Stock Disposition 2018-11-15 5,742 $4.62 186,677 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 F Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $4.71, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $4.74, inclusive.
  4. Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted shares and restricted stock units.