Filing Details

Accession Number:
0001493152-18-016308
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-15 19:20:54
Reporting Period:
2018-11-14
Accepted Time:
2018-11-15 19:20:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1172631 Sunworks Inc. SUNW Telephone & Telegraph Apparatus (3661) 010592299
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1213183 F Charles Cargile C/O Sunworks, Inc.
1030 Winding Creek Road, Suite 100
Roseville CA 95678
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-14 10,847 $0.43 325,948 No 4 P Indirect see footnote
Common Stock Acquisiton 2018-11-15 14,153 $0.42 340,101 No 4 P Indirect see footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect see footnote
No 4 P Indirect see footnote
Footnotes
  1. This sales price reflects a weighted average of multiple prices ranging from $0.43 to $0.4299. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request.
  2. This sales price reflects a weighted average of multiple prices ranging from $0.43 to $0.39. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request.
  3. Represents shares acquired by The Cargile Family Trust (the "Trust"). Charles Cargile is the Trustee of the Trust and in such capacity has voting and dispositive control over the securities held by such entity.