Filing Details

Accession Number:
0001562180-18-004576
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-15 18:28:30
Reporting Period:
2018-11-13
Accepted Time:
2018-11-15 18:28:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1192448 Glaukos Corp GKOS Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228684 Phd J William Link C/O Glaukos Corporation
229 Avenida Fabricante
San Clemente CA 92672
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-11-13 14,475 $58.01 76,004 No 4 S Indirect see footnote
Common Stock Disposition 2018-11-14 8,500 $0.00 67,504 No 5 G Indirect see footnote
Common Stock Disposition 2018-11-15 25,725 $57.37 41,779 No 4 S Indirect see footnote
Common Stock Disposition 2018-11-15 1,300 $58.18 40,479 No 4 S Indirect see footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect see footnote
No 5 G Indirect see footnote
No 4 S Indirect see footnote
No 4 S Indirect see footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,633 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $58.00 to $58.045. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. The shares are held by The Link Family Trust (the "Link Trust") for the benefit of William J. Link. William J. Link is a trustee of the Link Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
  3. This transaction was executed in multiple trades at prices ranging from $57.00 to $57.98. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $58.10 to $58.37. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. Granted by the Issuer in the form of restricted stock units that vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.
  6. Consists of 4,633 restricted stock units that have not yet vested or been delivered to the Reporting Person.