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Filing Details

Accession Number:
0000921895-18-003075
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-15 18:25:07
Reporting Period:
2018-11-13
Accepted Time:
2018-11-15 18:25:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1040719 Ditech Holding Corp DHCP Mortgage Bankers & Loan Correspondents (6162) 133950486
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1488207 Baker Street Capital Management, Llc 1875 Century Park East, Suite 700
Los Angeles CA 90067
No No Yes No
1489810 Vadim Perelman 1875 Century Park East, Suite 700
Los Angeles CA 90067
No No Yes No
1493415 L.p. Capital Street Baker 1875 Century Park East, Suite 700
Los Angeles CA 90067
No No Yes No
1599711 Baker Street Capital Gp, Llc 1875 Century Park East, Suite 700
Los Angeles CA 90067
No No Yes No
1642313 Baskerville Spv, L.p. 1875 Century Park East, Suite 700
Los Angeles CA 90067
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-11-13 391,728 $0.66 57 No 4 S Indirect By: Baker Street Capital L.P.
Common Stock Disposition 2018-11-13 76,896 $0.66 0 No 4 S Indirect By: Baskerville SPV, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By: Baker Street Capital L.P.
No 4 S Indirect By: Baskerville SPV, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,283 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Series A Warrants $20.63 2018-02-09 2028-02-09 12,449 12,449 Direct
Common Stock Series B Warrants $28.25 2018-02-09 2028-02-09 9,878 9,878 Direct
Common Stock Series A Warrants $20.63 2018-02-09 2028-02-09 710,074 710,074 Indirect
Common Stock Series B Warrants $28.25 2018-02-09 2028-02-09 563,429 563,429 Indirect
Common Stock Series A Warrants $20.63 2018-02-09 2028-02-09 131,009 131,009 Indirect
Common Stock Series B Warrants $28.25 2018-02-09 2028-02-09 103,952 103,952 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2028-02-09 12,449 12,449 Direct
2028-02-09 9,878 9,878 Direct
2028-02-09 710,074 710,074 Indirect
2028-02-09 563,429 563,429 Indirect
2028-02-09 131,009 131,009 Indirect
2028-02-09 103,952 103,952 Indirect
Footnotes
  1. This Form 4 is filed jointly by Baker Street Capital L.P. ("BSC LP"), Baskerville SPV, L.P. ("Baskerville SPV"), Baker Street Capital GP, LLC ("BSC GP"), Baker Street Capital Management, LLC ("Baker Street Capital Management") and Vadim Perelman (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
  2. Represents securities owned directly by BSC LP. BSC GP, as the general partner of BSC LP, may be deemed to beneficially own the securities owned by BSC LP. Baker Street Capital Management, as the investment manager of BSC LP, may be deemed to beneficially own the securities owned by BSC LP. Mr. Perelman, as the managing member of each of BSC GP and Baker Street Capital Management, may be deemed to beneficially own the securities owned by BSC LP.
  3. Represents securities owned directly by Baskerville SPV. BSC GP, as the general partner of Baskerville SPV, may be deemed to beneficially own the securities owned by Baskerville SPV. Baker Street Capital Management, as the investment manager of Baskerville SPV, may be deemed to beneficially own the securities owned by Baskerville SPV. Mr. Perelman, as the managing member of each of BSC GP and Baker Street Capital Management, may be deemed to beneficially own the securities owned by Baskerville SPV.