Filing Details

Accession Number:
0001127602-18-033149
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-15 15:10:44
Reporting Period:
2018-11-13
Accepted Time:
2018-11-15 15:10:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041061 Yum Brands Inc YUM Retail-Eating Places (5812) 133951308
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1628590 W David Gibbs 7100 Corporate Drive
Plano TX 75024
President, Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-11-13 42 $0.00 39,380 No 5 G Direct
Common Stock Disposition 2018-11-14 57 $0.00 39,323 No 5 G Direct
Common Stock Disposition 2018-11-14 57 $0.00 39,266 No 5 G Direct
Common Stock Acquisiton 2018-11-15 8,342 $20.85 47,608 No 4 M Direct
Common Stock Disposition 2018-11-15 1,951 $89.18 45,657 No 4 D Direct
Common Stock Disposition 2018-11-15 6,391 $88.22 39,266 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Direct
No 5 G Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2018-11-15 8,342 $0.00 8,342 $20.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,686 2010-02-05 2019-02-05 No 4 M Direct
Footnotes
  1. Gift of shares
  2. Gift of Shares
  3. Gift of Shares
  4. Pursuant to 10b5-1 Plan
  5. Vesting occurs on a quarterly basis beginning one year from grant date.