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Filing Details

Accession Number:
0001271163-18-000068
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-14 19:10:20
Reporting Period:
2018-11-12
Accepted Time:
2018-11-14 19:10:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
845611 Gabelli Convertible & Income Securities Fund Inc GCV () 133523423
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185533 J Mario Gabelli C/o Gamco Investors, Inc
One Corporate Center
Rye NY 10580
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Disposition 2018-11-12 197 $4.94 517,592 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 1,160,732 Indirect GGCP, Inc.
Common Stock, Par Value $0.001 17,575 Indirect Gabelli & Company Investment Advisers, Inc.
Common Stock, Par Value $0.001 10,000 Indirect MJG IV Limited Partnership
Common Stock, Par Value $0.001 340,413 Indirect G.research, Inc.
Footnotes
  1. Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.
  2. The shares reported reflect the total shares owned by GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares owned by this entity which are in excess of his indirect pecuniary interests.
  3. The shares reported reflect the total shares owned by Gabelli & Company Investment Advisers, Inc. (GCIA), a majority owned subsidiary of GAMCO. Mr. Gabelli has less than a 100% interest in GCIA and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
  4. The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares owned by this entity which are in excess of his indirect pecuniary interest.
  5. G.research, a wholly owned subsidiary of GCIA, is a broker-dealer registered under the Securities Exchange Act of 1934, as amended (1934 Act), which as a part of its business regularly purchases and sells securities for its own account.