Filing Details

Accession Number:
0001628280-18-014389
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-14 18:10:03
Reporting Period:
2018-11-10
Accepted Time:
2018-11-14 18:10:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1314223 Amber Road Inc. AMBR Services-Prepackaged Software (7372) 222590301
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1602682 E Thomas Conway C/O Amber Road, Inc.
One Meadowlands Plaza
East Rutherford NJ 07073
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-10 4,843 $0.00 26,123 No 4 M Direct
Common Stock Disposition 2018-11-13 1,500 $8.95 24,623 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2018-11-10 4,843 $0.00 4,843 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
24,214 No 4 M Direct
Footnotes
  1. Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On February 10, 2016, the reporting person was granted 77,487 restricted stock units, of which 1/16th vested on November 10, 2018, at which time shares of common stock were sold to satisfy tax withholding obligations.
  2. Each RSU represents a contingent right to receive one share of common stock of the registrant.
  3. On February 10, 2016, the reporting person was granted 77,487 RSUs, of which 1/16th vested on November 10, 2018. The remaining unvested RSUs will continue to vest as to 1/16th of the original number of shares subject to the RSUs on each succeeding quarter until fully vested on February 10, 2020.