Filing Details

Accession Number:
0001094792-18-000027
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-14 17:12:25
Reporting Period:
2018-11-12
Accepted Time:
2018-11-14 17:12:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1505155 Upland Software Inc. UPLD () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1094792 T John Mcdonald 401 Congress Ave., Ste 1850
Austin TX 78701
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-11-12 7,919 $30.37 185,819 No 4 S Indirect By MLPF&S as Cust. FBO J. McDonald IRA
Common Stock Disposition 2018-11-12 1,586 $31.16 184,233 No 4 S Indirect By MLPF&S as Cust. FBO J. McDonald IRA
Common Stock Disposition 2018-11-14 1,130 $30.00 183,103 No 4 S Indirect By MLPF&S as Cust. FBO J. McDonald IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By MLPF&S as Cust. FBO J. McDonald IRA
No 4 S Indirect By MLPF&S as Cust. FBO J. McDonald IRA
No 4 S Indirect By MLPF&S as Cust. FBO J. McDonald IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,581,652 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.99, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.73, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.