Filing Details

Accession Number:
0001106191-18-000040
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-14 15:54:30
Reporting Period:
2018-11-12
Accepted Time:
2018-11-14 15:54:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1095996 William Lyon Homes WLH () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
899037 Bay Resource Partners Lp 2300 Windy Ridge Parkway
Suite 550 South
Atlanta GA 30339
No No Yes No
1075617 E Thomas Claugus Gmt Capital Corp
2300 Windy Ridge Parkway Suite 550 South
Atlanta GA 30339
No No Yes No
1106191 Gmt Capital Corp Gmt Capital Corp
2300 Windy Ridge Parkway Suite 550 South
Atlanta GA 30339
No No Yes No
1161416 Bay Ii Resource Partners Lp 2300 Windy Ridge Parkway
Suite 550 South
Atlanta GA 30339
No No Yes No
1733113 Bay Resource Partners Offshore Master Fund, L.p. 2300 Windy Ridge Parkway
Suite 550 South
Atlanta GA 30339
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common - Class A Disposition 2018-11-12 52,585 $12.16 3,432,042 No 4 S Direct
Common - Class A Disposition 2018-11-13 114,015 $12.18 3,318,027 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership (Bay), Bay II Resource Partners, L.P., a Delaware limited partnership (Bay II), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands (Offshore Fund), GMT Capital Corp., a Georgia corporation (GMT Capital), and Thomas E. Claugus, a United States citizen (Claugus). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.
  2. GMT Capital, the general partner of Bay and Bay II has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity, directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized.
  3. The aggregate number of shares of common stock sold on November 12, 2018, was 52,585 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 14,400 shares; Bay II = 11,100 shares; Offshore Fund = 24,285 shares; GMT Capital = 700 shares; Claugus = 2,100 shares.
  4. 3,432,042 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of November 12, 2018, and is owned as follows: Bay = 940,610 shares directly owned by it; Bay II = 723,580 shares directly owned by it; Offshore Fund = 1,587,942 shares directly owned by it; GMT Capital = 44,610 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 135,300 shares directly owned by him.
  5. The aggregate number of shares of common stock sold on November 13, 2018, was 114,015 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 31,200 shares; Bay II = 24,100 shares; Offshore Fund = 52,715 shares; GMT Capital = 1,500 shares; Claugus = 4,500 shares.
  6. 3,318,027 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons as of November 13, 2018, and is owned as follows: Bay = 909,410 shares directly owned by it; Bay II = 699,480 shares directly owned by it; Offshore Fund = 1,535,227 shares directly owned by it; GMT Capital = 43,110 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 130,800 shares directly owned by him.