Filing Details

Accession Number:
0001138639-18-000106
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-14 13:47:35
Reporting Period:
2018-11-14
Accepted Time:
2018-11-14 13:47:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1138639 Infinera Corp INFN Telephone & Telegraph Apparatus (3661) 770560433
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1560734 Brad Feller C/O Infinera Corporation
140 Caspian Court
Sunnyvale CA 94089
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-14 40,000 $4.50 233,196 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Incentive Stock Option (Right to Buy) $9.02 2021-01-13 24,107 24,107 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $9.02 2021-01-13 893 893 Direct
Common Stock Restricted Stock Units $0.00 16,134 16,134 Direct
Common Stock Restricted Stock Units $0.00 33,185 33,185 Direct
Common Stock Restricted Stock Units $0.00 68,750 68,750 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-01-13 24,107 24,107 Direct
2021-01-13 893 893 Direct
16,134 16,134 Direct
33,185 33,185 Direct
68,750 68,750 Direct
Footnotes
  1. This includes 2,604 shares acquired under the Infinera Corporation (the "Company") 2007 Employee Stock Purchase Plan on August 15, 2018.
  2. This option vests and becomes exercisable as to 1/4th of the underlying shares on January 13, 2015 and then 1/48th per month thereafter.
  3. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock.
  4. These RSUs vest in four annual installments beginning on May 5, 2017.
  5. These RSUs vest in four annual installments beginning on May 5, 2018.
  6. These RSUs vest in four annual installments beginning on May 5, 2019.