Filing Details

Accession Number:
0000716643-18-000086
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-13 16:43:07
Reporting Period:
2018-11-11
Accepted Time:
2018-11-13 16:43:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
716643 Regis Corp RGS Services-Personal Services (7200) 410749934
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1591430 Brian Jim Lain 7201 Metro Boulevard
Minneapolis MN 55439
Evp & Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-11-11 17,776 $17.97 146,771 No 4 F Direct
Common Stock Disposition 2018-11-12 9,177 $17.88 137,594 No 4 S Direct
Common Stock Acquisiton 2018-11-12 2,173 $15.50 139,767 No 4 M Direct
Common Stock Disposition 2018-11-12 139 $17.82 139,628 No 4 F Direct
Common Stock Disposition 2018-11-13 143 $17.80 139,485 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2018-11-12 2,173 $0.00 2,173 $15.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,346 2014-11-11 2023-11-11 No 4 M Direct
Footnotes
  1. Reflects the weighted average price of 9,177 shares of common stock of Issuer sold by the Reporting Person in multiple transactions on November 12, 2018 with prices ranging from $17.79 to $17.95 per share. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.