Filing Details

Accession Number:
0001593968-18-001433
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-13 16:30:15
Reporting Period:
2018-11-12
Accepted Time:
2018-11-13 16:30:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1060822 Carters Inc CRI Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) 133912933
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1267872 Dennis Michael Casey 3438 Peachtree Road Ne
Suite 1800
Atlanta GA 30326
Chairman And Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-12 25,000 $18.14 399,397 No 4 M Direct
Common Stock Disposition 2018-11-12 10,944 $90.45 388,453 No 4 S Direct
Common Stock Disposition 2018-11-12 7,756 $91.33 380,697 No 4 S Direct
Common Stock Disposition 2018-11-12 4,900 $92.43 375,797 No 4 S Direct
Common Stock Disposition 2018-11-12 1,400 $93.36 374,397 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Purchase) Disposition 2018-11-12 25,000 $0.00 25,000 $18.14
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,000 2010-03-12 2019-03-12 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.
  2. Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
  3. This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $89.96 to $90.88, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  4. This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $90.97 to $91.89, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  5. This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $91.99 to $92.90, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  6. This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $93.20 to $93.64, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  7. All of these options are exercisable.