Filing Details

Accession Number:
0001370637-18-000149
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-13 16:33:34
Reporting Period:
2018-11-08
Accepted Time:
2018-11-13 16:33:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1370637 Etsy Inc ETSY Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1675052 F Linda Kozlowski C/O Etsy, Inc.
117 Adams Street
Brooklyn NY 11201
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-08 8,597 $28.38 41,294 No 4 M Direct
Common Stock Acquisiton 2018-11-08 32,793 $10.23 74,087 No 4 M Direct
Common Stock Acquisiton 2018-11-08 18,610 $9.40 92,697 No 4 M Direct
Common Stock Disposition 2018-11-08 10,700 $51.28 81,997 No 4 S Direct
Common Stock Disposition 2018-11-08 9,300 $52.00 72,697 No 4 S Direct
Common Stock Disposition 2018-11-08 15,000 $53.29 57,697 No 4 S Direct
Common Stock Disposition 2018-11-08 25,000 $54.12 32,697 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee stock option (right to buy) Disposition 2018-11-08 8,597 $0.00 8,597 $28.38
Common Stock Employee stock option (right to buy) Disposition 2018-11-08 32,793 $0.00 32,793 $10.23
Common Stock Employee stock option (right to buy) Disposition 2018-11-08 18,610 $0.00 18,610 $9.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
60,184 2028-03-14 No 4 M Direct
50,054 2027-03-14 No 4 M Direct
129,599 2026-05-31 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.73 to $51.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges setforth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.78 to $52.22, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges setforth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges setforth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges setforth in this footnote.
  5. The stock options are exercisable in 8 equal semi-annual installments, beginning on October 1, 2018, until the Reporting Person's anticipated departure date of January 2, 2019, at which time the remaining stock options will be forfeited.
  6. 1/16 of the stock options became exercisable on June 15, 2017, and the remainder will become exercisable in 45 equal monthly installments thereafter, until the Reporting Person's anticipated departure date of January 2, 2019, at which time the remaining stock options will accelerate and vest in full.
  7. 25% of the stock option became exercisable on June 1, 2017, with the remainder exercisable in 36 equal monthly installments thereafter, until the Reporting Person's anticipated departure date of January 2, 2019, at which time the remaining stock options will accelerate and vest in full.