Filing Details

Accession Number:
0001562762-18-000344
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-13 16:20:06
Reporting Period:
2018-11-09
Accepted Time:
2018-11-13 16:20:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1692427 Ncs Multistage Holdings Inc. NCSM Oil & Gas Field Services, Nec (1389) 461527455
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1701187 Robert Nipper C/O Ncs Multistage Holdings, Inc.
19450 State Highway 249, Suite 200
Houston TX 77070
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-09 62,955 $7.55 1,834,881 No 4 P Indirect By Family Limited Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Family Limited Partnership
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 235,267 Direct
Footnotes
  1. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.01 to $7.78. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  2. These securities are held by the Nipper Family Limited Partnership, a limited partnership of which the reporting person is the trustee of the sole general partner, Nipper Family Management Trust. The reporting person disclaims beneficial ownership of the Issuer's securities held by the Nipper Family Limited Partnership except to the extent of his pecuniary interest therein.
  3. Includes 50,017 restricted stock units which vest in three equal annual installments beginning on March 1, 2019.