Filing Details
- Accession Number:
- 0001127602-18-032855
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-13 16:11:06
- Reporting Period:
- 2018-11-08
- Accepted Time:
- 2018-11-13 16:11:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1173514 | Hyster-Yale Materials Handling Inc. | HY | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 311637659 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247952 | R Claiborne Rankin | 5875 Landerbrook Drive Mayfield Heights OH 44124 | Yes | No | No | Yes |
Transaction Summary
Purchased: | 191 shares | Avg. Price: $64.98 | Total Value: $12,411.18 |
Number of Shares After Transactions: | 417 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-11-08 | 223 | $0.00 | 414 | No | 5 | G | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | Disposition | 2018-11-08 | 1,262 | $0.00 | 35,628 | No | 5 | G | Indirect | proportionate limited partnership interests in shares held by Rankin Associates II, L.P |
Class A Common Stock | Acquisiton | 2018-11-09 | 1 | $64.98 | 228 | No | 4 | P | Indirect | Interest in Shares held by Rankin Associates V |
Class A Common Stock | Acquisiton | 2018-11-09 | 62 | $64.98 | 13,603 | No | 4 | P | Indirect | Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach |
Class A Common Stock | Acquisiton | 2018-11-09 | 62 | $64.98 | 13,603 | No | 4 | P | Indirect | Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr. |
Class A Common Stock | Acquisiton | 2018-11-09 | 62 | $64.98 | 13,603 | No | 4 | P | Indirect | Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers |
Class A Common Stock | Acquisiton | 2018-11-09 | 1 | $64.98 | 192 | No | 4 | P | Indirect | Proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | Acquisiton | 2018-11-09 | 3 | $64.98 | 417 | No | 4 | P | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
No | 5 | G | Indirect | proportionate limited partnership interests in shares held by Rankin Associates II, L.P |
No | 4 | P | Indirect | Interest in Shares held by Rankin Associates V |
No | 4 | P | Indirect | Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach |
No | 4 | P | Indirect | Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr. |
No | 4 | P | Indirect | Serves as Trustee of the GSTs for the benefit of Julia R. Kuipers |
No | 4 | P | Indirect | Proportionate interest in shares held by Rankin Associates VI |
No | 4 | P | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2018-11-08 | 1,262 | $0.00 | 1,262 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
35,628 | No | 5 | G | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 35,857 | Indirect | Spouse's proportionate interests in shares held by Rankin Associates I. |
Class A Common Stock | 2,116 | Indirect | spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP |
Class A Common Stock | 2,283 | Indirect | Held in trust fbo Reporting Person's spouse. |
Class A Common Stock | 19 | Indirect | Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person as general partner |
Class A Common Stock | 14,567 | Indirect | proportionate limited partnership interest in shares held by Rankin Associates I, L.P |
Class A Common Stock | 65,824 | Indirect | proportionate limited partnership interest in shares held by Rankin Associates IV, L.P |
Class A Common Stock | 57 | Indirect | interest in shares held by RAV held by Rankin Management, Inc. ("RMI") |
Class A Common Stock | 65 | Indirect | interest in shares held by RAVI held by Rankin Management, Inc. ("RMI") |
Class A Common Stock | 1,975 | Indirect | proportionate interest in shares held by Rankin Management, Inc. ("RMI") |
Class A Common Stock | 132,073 | Indirect | Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 64,143 | 64,143 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 2,116 | 2,116 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 2,783 | 2,783 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 31 | 31 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 26,057 | 26,057 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 104,286 | 104,286 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,975 | 1,975 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 123,760 | 123,760 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 6,889 | 6,889 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 6,889 | 6,889 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 6,889 | 6,889 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
64,143 | 64,143 | Indirect | |
2,116 | 2,116 | Indirect | |
2,783 | 2,783 | Indirect | |
31 | 31 | Indirect | |
26,057 | 26,057 | Indirect | |
104,286 | 104,286 | Indirect | |
1,975 | 1,975 | Indirect | |
123,760 | 123,760 | Indirect | |
6,889 | 6,889 | Indirect | |
6,889 | 6,889 | Indirect | |
6,889 | 6,889 | Indirect |
Footnotes
- Shares purchased pursuant to 10b5-1 plan
- 2018-Nov-9-Weighted Average - Share Price represents average price between $64.92 and $64.99.
- Reporting Person disclaims beneficial ownership of all such shares.
- N/A
- proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.