Filing Details
- Accession Number:
- 0001493152-18-015697
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-13 12:30:20
- Reporting Period:
- 2018-04-16
- Accepted Time:
- 2018-11-13 12:30:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1705012 | Fat Brands Inc | FAT | Retail-Eating Places (5812) | MD |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1048566 | Fog Cutter Capital Group Inc | 9720 Wilshire Blvd, Suite 500 Beverly Hills CA 90212 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series A Fixed Rate Cumulative Preferred Stock | Acquisiton | 2018-06-27 | 20,000 | $0.00 | 20,000 | No | 4 | P | Direct | |
| Series A Fixed Rate Cumulative Preferred Stock | Disposition | 2018-10-31 | 5,000 | $0.00 | 15,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-04-16 | 153,600 | $6.25 | 8,153,600 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2018-06-27 | 989,395 | $7.35 | 9,142,995 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2018-07-16 | 157,765 | $6.09 | 9,300,760 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2018-10-31 | 176,877 | $6.31 | 9,477,637 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | S | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Warrant to Purchase Common Stock | Acquisiton | 2018-06-27 | 25,000 | $0.00 | 25,000 | $8.00 |
| Common | Warrant to Purchase Common Stock | Acquisiton | 2018-10-31 | 6,250 | $0.00 | 6,250 | $8.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,000 | 2018-06-27 | 2023-06-27 | No | 4 | P | Direct |
| 18,750 | 2018-06-27 | 2023-06-27 | No | 4 | S | Direct |
Footnotes
- The reported securities are included within 200 Units purchased by the reporting person on June 27, 2018 for $10,000 per Unit. Each Unit consists of 100 shares of Series A Fixed Rate Cumulative Preferred Stock and a Warrant to purchase 125 shares of Common Stock at $8.00 per share. On October 31, 2018, 50 Units were sold by the reporting person for the same price of $10,000 per Unit.
Billionaire Hedge Funds
