Filing Details

Accession Number:
0001077183-18-000109
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-13 10:27:33
Reporting Period:
2018-11-09
Accepted Time:
2018-11-13 10:27:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1077183 Neogenomics Inc NEO Services-Testing Laboratories (8734) 742897368
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1621453 J. Robert Shovlin 12701 Commonwealth Drive Suite 9
Fort Myers FL 33913
President, Clinical Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-09 300,000 $4.79 339,884 No 4 M Direct
Common Stock Disposition 2018-11-09 180,000 $17.05 159,884 No 4 S Direct
Common Stock Disposition 2018-11-12 36,493 $16.76 123,391 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2018-11-09 300,000 $0.00 300,000 $4.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-10-13 2019-10-13 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $7.15 2017-04-20 2021-04-20 200,000 200,000 Direct
Common Stock Stock Option (Right to Buy) $7.52 2018-04-28 2022-04-28 200,000 200,000 Direct
Common Stock Stock Option (Right to Buy) $8.03 2019-02-26 2023-02-26 288,500 288,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-04-20 200,000 200,000 Direct
2022-04-28 200,000 200,000 Direct
2023-02-26 288,500 288,500 Direct
Footnotes
  1. On October 13, 2014, Mr. Shovlin was granted an option to purchase 300,000 shares. The options have time based vesting. On the first anniversary of the option grant date 75,000 shares vest. Then beginning on the thirteenth (13th) month through the fourth anniversary of the option grant date 6,250 shares will vest on a monthly basis.
  2. On April 20, 2016, Mr. Shovlin was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
  3. On April 28, 2017, Mr. Shovlin was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
  4. On February 26, 2018, Mr. Shovlin was granted 288,500 stock options. These options vest ratably over the first three anniversary dates of the grant date.