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Filing Details

Accession Number:
0001406666-18-000094
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-09 16:41:36
Reporting Period:
2018-11-08
Accepted Time:
2018-11-09 16:41:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1406666 Calix Inc (CALX) () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1211436 J Donald Listwin C/o Calix, Inc.
2777 Orchard Parkway
San Jose CA 95134
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-08 12,500 $9.80 680,820 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 200,000 Indirect See Footnote
Footnotes
  1. Amount of securities beneficially owned includes 18,320 unvested RSUs.
  2. Shares held by No Mas Ninos, L.P. The reporting person is a general partner of the No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership.