Filing Details
- Accession Number:
- 0001567619-18-005569
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-09 16:21:50
- Reporting Period:
- 2018-11-07
- Accepted Time:
- 2018-11-09 16:21:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 763532 | Lsi Industries Inc | LYTS | Electric Lighting & Wiring Equipment (3640) | 310888951 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1181954 | P Gary Kreider | 1356-1 Us 52 New Richmond OH 45157 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Disposition | 2018-11-07 | 3,352 | $4.65 | 26,529 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2018-11-08 | 6,000 | $4.50 | 20,529 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2018-11-09 | 2,000 | $4.40 | 18,529 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 10,000 | Indirect | By IRA |
| Common Shares | 2,000 | Indirect | By an inherited IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Buy | $4.60 | 2018-11-20 | 1,500 | 1,500 | Direct | |
| Common Shares | Option to Buy | $8.40 | 2019-08-21 | 3,500 | 3,500 | Direct | |
| Common Shares | Option to Buy | $7.20 | 2019-11-19 | 1,500 | 1,500 | Direct | |
| Common Shares | Option to Buy | $5.21 | 2020-08-19 | 2,500 | 2,500 | Direct | |
| Common Shares | Option to Buy | $8.92 | 2020-11-18 | 1,500 | 1,500 | Direct | |
| Common Shares | Option to Buy | $6.05 | 2021-11-17 | 1,500 | 1,500 | Direct | |
| Common Shares | Option to Buy | $6.58 | 2022-08-15 | 2,500 | 2,500 | Direct | |
| Common Shares | Option to Buy | $6.28 | 2022-11-15 | 1,500 | 1,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-11-20 | 1,500 | 1,500 | Direct |
| 2019-08-21 | 3,500 | 3,500 | Direct |
| 2019-11-19 | 1,500 | 1,500 | Direct |
| 2020-08-19 | 2,500 | 2,500 | Direct |
| 2020-11-18 | 1,500 | 1,500 | Direct |
| 2021-11-17 | 1,500 | 1,500 | Direct |
| 2022-08-15 | 2,500 | 2,500 | Direct |
| 2022-11-15 | 1,500 | 1,500 | Direct |
Footnotes
- The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $4.63 to $4.66. The Reporting Person undertakes to provide full pricing information to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission upon request.
- The reported price is a weighted average price. These shares were sold in multiple transactions ranging from $4.48 to $4.55. The Reporting Person undertakes to provide full pricing information to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission upon request.
- Non-Qualified stock options granted pursuant to the Company's 2003 Equity Compensation Plan. The options vest at a rate of 25% at the conclusion of each 90 day period following the date of grant.
- These holdings have been previously reported on Form 4.
Billionaire Hedge Funds
