Filing Details
- Accession Number:
- 0001127602-18-032631
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-09 16:08:06
- Reporting Period:
- 2018-11-07
- Accepted Time:
- 2018-11-09 16:08:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1156039 | Anthem Inc. | ANTM | Hospital & Medical Service Plans (6324) | 352145715 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1234091 | C Thomas Zielinski | 120 Monument Circle Indianapolis IN 46204 | Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-07 | 3,382 | $131.80 | 29,466 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-11-07 | 2,552 | $166.97 | 32,018 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-11-07 | 1,892 | $232.04 | 33,910 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-11-07 | 7,826 | $289.71 | 26,084 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-11-07 | 3,382 | $0.00 | 3,382 | $131.80 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-11-07 | 2,552 | $0.00 | 2,552 | $166.97 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-11-07 | 1,892 | $0.00 | 1,892 | $232.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,382 | 2026-03-01 | No | 4 | M | Direct | |
| 7,658 | 2027-03-01 | No | 4 | M | Direct | |
| 9,462 | 2028-03-01 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $289.69 to $289.84. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option represents a right to purchase a total of 20,289 shares, and is exercisable in six semi-annual installments, with three installments of 3,381 shares each and three installments of 3,382 shares each, beginning on September 1, 2016, which is the six-month anniversary of the option grant date.
- The option represents a right to purchase a total of 15,314 shares, and is exercisable in six semi-annual installments, with four installments of 2,552 shares each and two installments of 2,553 shares each, beginning on September 1, 2017, which is the six-month anniversary of the option grant date.
- The option represents a right to purchase a total of 11,354 shares, and is exercisable in six semi-annual installments, with four installments of 1,892 shares each and two installments of 1,893 shares each, beginning on September 1, 2018, which is the six-month anniversary of the option grant date.
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