Filing Details

Accession Number:
0000899243-18-028584
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-09 15:15:22
Reporting Period:
2018-11-07
Accepted Time:
2018-11-09 15:15:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1320854 Freightcar America Inc. RAIL Railroad Equipment (3743) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1713182 R James Meyer Two North Riverside Plaza Suite 1300
Chicago IL 60606
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-07 5,000 $9.86 35,006 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (right to buy) $16.66 2028-01-12 33,025 33,025 Direct
Common Stock Employee Stock Option (right to buy) $16.44 2027-07-31 350,000 350,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2028-01-12 33,025 33,025 Direct
2027-07-31 350,000 350,000 Direct
Footnotes
  1. This transaction was executed in multible trades at prices ranging from $9.51 to $10.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issurer or a secrity holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. On January 12, 2018 the recipient was granted 33,025 options which will vest in three equal annual installments beginning on January 12, 2019.
  3. On July 31, 2017 the recipient was granted 350,000 options. The options vest and become exercisable based on a trailing 90-consecutive calendar day average closing price of one share of the Issuer's common stock (the "Stock Price") in the following proportions, provided the option holder remains continuously employed by the Issuer until the applicable vesting date: 34% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $5.00 per share above the exercise price, an additional 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $10.00 per share above the exercise price and the final 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $15.00 per share above the exercise price.