Filing Details
- Accession Number:
- 0001568214-18-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-09 13:04:17
- Reporting Period:
- 2018-11-07
- Accepted Time:
- 2018-11-09 13:04:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 712771 | Connectone Bancorp Inc. | CNOB | State Commercial Banks (6022) | 521273725 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1568214 | Laura Criscione | Connectone Bancorp, Inc. 301 Sylvan Avenue Englewood Cliffs NJ 07632 | Evp & Chief Compliance Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-11-07 | 4,700 | $21.45 | 57,384 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-11-09 | 5,218 | $4.62 | 62,602 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-11-09 | 3,900 | $4.62 | 66,502 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2018-11-09 | 5,218 | $0.00 | 5,218 | $4.62 |
| Common Stock | Stock Option | Disposition | 2018-11-09 | 3,900 | $0.00 | 3,900 | $4.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-07-01 | 2019-01-09 | No | 4 | M | Direct |
| 0 | 2014-07-01 | 2019-02-25 | No | 4 | M | Direct |
Footnotes
- The proceeds of the sale reported on this Form 4 were used by Ms. Criscione with respect to the settlement of the exercise price of the stock options also reported herein, as well as to satisfy estimated personal income tax obligations with respect to the same.
- Due to a rounding error, the Form 4 filed on July 1, 2014 with respect to the stock options exercises reported herein, incorrectly reflected an exercise price of $4.61 rather than $4.62.
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