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Filing Details

Accession Number:
0001209191-18-057812
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-08 18:37:37
Reporting Period:
2018-11-07
Accepted Time:
2018-11-08 18:37:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1413837 First Foundation Inc. FFWM State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1594279 Jr E. Ulrich Keller 18101 Von Karman
Suite 700
Irvine CA 92612
Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-07 6,600 $8.25 2,208,370 No 4 M Indirect by family trust
Common Stock Disposition 2018-11-07 6,600 $16.20 2,201,770 No 4 S Indirect by family trust
Common Stock Acquisiton 2018-11-08 23,400 $8.25 2,225,170 No 4 M Indirect by family trust
Common Stock Disposition 2018-11-08 23,400 $16.44 2,201,770 No 4 S Indirect by family trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect by family trust
No 4 S Indirect by family trust
No 4 M Indirect by family trust
No 4 S Indirect by family trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 200,000 Indirect by spouse
Common Stock 20,000 Direct
Footnotes
  1. Option Exercise Price