Filing Details
- Accession Number:
- 0001209191-18-057801
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-11-08 18:24:03
- Reporting Period:
- 2018-11-07
- Accepted Time:
- 2018-11-08 18:24:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1413837 | First Foundation Inc. | FFWM | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1218975 | F Scott Kavanaugh | 18101 Von Karman Suite 700 Irvine CA 92612 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-11-07 | 4,500 | $7.50 | 1,133,161 | No | 4 | M | Indirect | by family trust |
| Common Stock | Disposition | 2018-11-07 | 4,500 | $16.20 | 1,128,661 | No | 4 | S | Indirect | by family trust |
| Common Stock | Acquisiton | 2018-11-08 | 15,500 | $7.50 | 1,144,161 | No | 4 | M | Indirect | by family trust |
| Common Stock | Disposition | 2018-11-08 | 15,500 | $16.44 | 1,128,661 | No | 4 | S | Indirect | by family trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | by family trust |
| No | 4 | S | Indirect | by family trust |
| No | 4 | M | Indirect | by family trust |
| No | 4 | S | Indirect | by family trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 70,000 | Direct |
Footnotes
- Option Exercise Price
Billionaire Hedge Funds
