Filing Details

Accession Number:
0001209191-18-057778
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-11-08 17:10:53
Reporting Period:
2018-11-06
Accepted Time:
2018-11-08 17:10:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
883980 First Data Corp FDC Services-Business Services, Nec (7389) 470731996
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1654739 C Barry Mccarthy C/O First Data Corporation
225 Liberty Street, 29Th Floor
New York NY 10281
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-11-06 35,000 $0.00 368,571 No 4 C Direct
Class A Common Stock Disposition 2018-11-06 35,000 $18.69 333,571 No 4 S Direct
Class A Common Stock Acquisiton 2018-11-07 23,219 $0.00 356,790 No 4 C Direct
Class A Common Stock Acquisiton 2018-11-07 16,781 $16.00 373,571 No 4 M Direct
Class A Common Stock Disposition 2018-11-07 40,000 $19.43 333,571 No 4 S Direct
Class A Common Stock Acquisiton 2018-11-08 28,933 $12.52 362,504 No 4 M Direct
Class A Common Stock Acquisiton 2018-11-08 9,582 $16.00 372,086 No 4 M Direct
Class A Common Stock Disposition 2018-11-08 38,515 $19.22 333,571 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Options (right to buy) Disposition 2018-11-06 21,750 $0.00 21,750 $12.65
Class B Common Stock Stock Options (right to buy) Disposition 2018-11-06 13,250 $0.00 13,250 $14.23
Class A Common Stock Class B Common Stock Acquisiton 2018-11-06 21,750 $12.65 21,750 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-11-06 13,250 $14.23 13,250 $0.00
Class A Common Stock Class B Common Stock Disposition 2018-11-06 35,000 $0.00 35,000 $0.00
Class B Common Stock Stock Options (right to buy) Disposition 2018-11-07 23,219 $0.00 23,219 $14.23
Class A Common Stock Class B Common Stock Acquisiton 2018-11-07 23,219 $14.23 23,219 $0.00
Class A Common Stock Class B Common Stock Disposition 2018-11-07 23,219 $0.00 23,219 $0.00
Class A Common Stock Stock Options (right to buy) Disposition 2018-11-07 16,781 $0.00 16,781 $16.00
Class A Common Stock Stock Options (right to buy) Disposition 2018-11-08 9,582 $0.00 9,582 $16.00
Class A Common Stock Stock Option (right to buy) Disposition 2018-11-08 28,933 $0.00 28,933 $12.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-02-10 No 4 M Direct
23,219 2025-01-14 No 4 M Direct
190,555 No 4 M Direct
203,805 No 4 M Direct
168,805 No 4 C Direct
0 2025-01-14 No 4 M Direct
192,024 No 4 M Direct
168,805 No 4 C Direct
88,674 2025-10-14 No 4 M Direct
79,092 2025-10-14 No 4 M Direct
14,467 2026-02-24 No 4 M Direct
Footnotes
  1. Each share of Class A common stock was issued upon the conversion of one share of Class B common stock.
  2. The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $18.59 to $18.76, inclusive. Upon request of the SEC staff, First Data Corporation (FDC), or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price.
  3. The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $18.98 to $19.63, inclusive. Upon request of the SEC staff, FDC, or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price.
  4. The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $19.105 to $19.52, inclusive. Upon request of the SEC staff, FDC, or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price.
  5. These stock options are fully vested and exercisable.
  6. Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.